|
Monday, January 27
|
| Session Title |
Room |
|
Type |
|
7:00 AM - 6:30 PM
|
|
Registration Open
|
Grande Foyer (Lobby Level) |
|
|
|
8:00 AM - 2:00 PM
|
|
Pre-Conference: Reg BI Workshop: Implementation Phase (Closed to Media)
|
Harbor Island 3 (Lobby Level) |
|
|
|
2:00 PM - 3:45 PM
|
|
Pre-Conference: Advancing Women in Leadership Workshop
|
Harbor Island 1 (Lobby Level) |
|
|
|
4:00 PM - 5:15 PM
|
|
Opening General Session: Navigating the Big Shift
|
Grande Ballroom BC (Lobby Level) |
|
|
|
5:15 PM - 6:30 PM
|
|
Opening Networking Reception in the Exhibit Hall
|
Pavilion (Outside) |
|
|
|
Tuesday, January 28
|
| Session Title |
Room |
|
Type |
|
6:30 AM - 6:30 PM
|
|
Registration Open
|
Grande Foyer (Lobby Level) |
|
|
|
6:45 AM - 7:45 AM
|
|
Networking Breakfast in the Exhibit Hall
|
Pavilion (Outside) |
|
|
|
8:00 AM - 9:00 AM
|
|
Compliance Track: OBAs, DBAs and Legal Entities: What are the Differences?
|
Harbor Island 3 (Lobby Level) |
|
|
|
Due Diligence Track: Variable and Fixed Index Annuities: Product Design Trends & Process
|
Nautilus 1 (Lower Level) |
|
|
|
Investment Advisory Services Track: Navigating the Complexity of Transitioning to Advisory
|
Nautilus 5 (Lower Level) |
|
|
|
Joint CEO & Marketing, Growth & Development Track: Remaining High Touch in a High-Tech World
|
Harbor Island 1 (Lobby Level) |
|
|
|
Operations & Technology Track: Hiring Staff in an Evolving Industry
|
Nautilus 2 (Lower Level) |
|
|
|
Supervision Track: High-Risk Brokers, Heightened Supervision and Planning (Closed to Media)
|
Nautilus 3 (Lower Level) |
|
|
|
9:00 AM - 9:30 AM
|
|
Networking Break in the Exhibit Hall
|
Pavilion (Outside) |
|
|
|
9:30 AM - 10:30 AM
|
|
CEO Track: Developing and Maintaining a Unique Culture
|
Harbor Island 1 (Lobby Level) |
|
|
|
Compliance Track: Evolution of Suitability
|
Harbor Island 3 (Lobby Level) |
|
|
|
Due Diligence Track: Utilizing Private Equity, Hedge Funds and Illiquid Product Solutions
|
Nautilus 1 (Lower Level) |
|
|
|
Investment Advisory Services Track: Effective Partnerships with Third-Party Turnkey Asset Management Programs
|
Nautilus 5 (Lower Level) |
|
|
|
Marketing, Growth & Development Track: A Look at Today’s Advisor Recruiting Landscape
|
Harbor Island 2 (Lobby Level) |
|
|
|
Operations & Technology Track: Combating Fraud in a Self-Service Environment
|
Nautilus 2 (Lower Level) |
|
|
|
Supervision Track: Suitability: Position and Sector Concentrations
|
Nautilus 3 (Lower Level) |
|
|
|
10:30 AM - 11:00 AM
|
|
Networking Break in the Exhibit Hall
|
Pavilion (Outside) |
|
|
|
11:00 AM - 12:00 PM
|
|
General Session: Cybersecurity Panel
|
Grande Ballroom BC (Lobby Level) |
|
|
|
12:00 PM - 1:30 PM
|
|
Networking Lunch in the Exhibit Hall
|
Pavilion (Outside) |
|
|
|
1:30 PM - 2:30 PM
|
|
CEO Track: Developing More Productive Advisor Practices for Your Firm
|
Harbor Island 1 (Lobby Level) |
|
|
|
Compliance Track: Improving Branch Exams
|
Harbor Island 3 (Lobby Level) |
|
|
|
Due Diligence Track: Qualified Opportunity Zone Funds
|
Nautilus 1 (Lower Level) |
|
|
|
Investment Advisory Services Track: Integrating Discovery and Profiling Tools into Advisory Platforms
|
Nautilus 5 (Lower Level) |
|
|
|
Marketing, Growth & Development Track: Maximizing Your Firm’s Value for Today and for the Future
|
Harbor Island 2 (Lobby Level) |
|
|
|
Operations & Technology Track: Taking the Leap into Robotic Automation
|
Nautilus 2 (Lower Level) |
|
|
|
Supervision Track: Senior Investors and Senior Advisors: AML and Suspicious Activity
|
Nautilus 3 (Lower Level) |
|
|
|
2:30 PM - 3:00 PM
|
|
Networking Break in the Exhibit Hall
|
Pavilion (Outside) |
|
|
|
3:00 PM - 4:00 PM
|
|
CEO Track: Private Equity Firms’ View of Our World
|
Harbor Island 1 (Lobby Level) |
|
|
|
Due Diligence Track: Regulatory Update
|
Nautilus 1 (Lower Level) |
|
|
|
Investment Advisory Services Track: Driving Evolution and Adaptation for Future Success
|
Nautilus 5 (Lower Level) |
|
|
|
Joint Compliance & Marketing, Growth & Development Track: Leveraging Digital Media to Maximize Awareness While Remaining Compliant
|
Harbor Island 2 (Lobby Level) |
|
|
|
Operations & Technology Track: Operationalizing Best Interest
|
Nautilus 2 (Lower Level) |
|
|
|
Supervision Track: Trade Review and Suitability
|
Nautilus 3 (Lower Level) |
|
|
|
4:15 PM - 5:15 PM
|
|
General Session: Preparing for the Fourth Industrial Revolution
|
Grande Ballroom BC (Lobby Level) |
|
|
|
5:15 PM - 6:30 PM
|
|
Networking Reception in the Exhibit Hall
|
Pavilion (Outside) |
|
|
|
Wednesday, January 29
|
| Session Title |
Room |
|
Type |
|
7:00 AM - 10:00 AM
|
|
Registration Open
|
Grande Foyer (Lobby Level) |
|
|
|
7:30 AM - 8:00 AM
|
|
Discussion Breakfast
|
Discussion Rooms |
|
|
|
8:00 AM - 10:00 AM
|
|
Marketing, Growth & Development Discussion (Closed to Media)
|
Harbor Island 2 (Lobby Level) |
|
|
|
8:00 AM - 11:00 AM
|
|
Compliance Discussion (Closed to Media)
|
Harbor Island 3 (Lobby Level) |
|
|
|
Due Diligence Discussion (Closed to Media)
|
Nautilus 1 (Lower Level) |
|
|
|
Investment Advisory Services Discussion (Closed to Media)
|
Nautilus 5 (Lower Level) |
|
|
|
Operations & Technology Discussion (Closed to Media)
|
Nautilus 2 (Lower Level) |
|
|
|
Supervision Discussion (Closed to Media)
|
Nautilus 3 (Lower Level) |
|
|
|
8:00 AM - 12:00 PM
|
|
CEO Discussion (Closed to Media)
|
Harbor Island 1 (Lobby Level) |
|
|
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