|
Monday, January 29
|
| Session Title |
Room |
Session Track |
Session Type |
|
10:00 AM - 6:30 PM
|
|
Registration Open
|
Center Pre-Function Foyer |
|
|
|
12:00 PM - 3:45 PM
|
|
Advancing Women in Leadership Luncheon
|
Texas C |
|
Pre-Conference Workshop
|
|
4:00 PM - 5:15 PM
|
|
General Session: Adapt and Disrupt: Capture New Business Opportunities and Stay Ahead of the Pack
|
Texas A&B |
General Session
|
General Session
|
|
5:15 PM - 6:30 PM
|
|
Opening Networking Reception
|
Texas A&B |
|
|
|
Tuesday, January 30
|
| Session Title |
Room |
Session Track |
Session Type |
|
6:30 AM - 6:30 PM
|
|
Registration Open
|
Center Pre-Function Foyer |
|
|
|
6:45 AM - 7:45 AM
|
|
Networking Breakfast
|
Texas A&B |
|
|
|
8:00 AM - 9:00 AM
|
|
CEO Track: Thriving in a Fiduciary World
|
Texas C |
CEO
|
Concurrent Session
|
|
Compliance Track: Advisor-Run RIAs
|
Texas D |
Compliance
|
Concurrent Session
|
|
Due Diligence Track: Interaction Panel
|
Dallas 5-7 |
Due Diligence
|
Concurrent Session
|
|
IAS Track: Are you a Fiduciary? New and Proposed Regulations Creating Fiduciary Status for Firms
|
Texas 5&6 |
IAS
|
Concurrent Session
|
|
MG&D Track: Doing More with Less - Effectively Leveraging Strategic Partnerships for Marketing Success
|
Texas 1&2 |
Marketing, Growth & Development
|
Concurrent Session
|
|
Ops & Tech Track: Cybersecurity
|
Texas 3&4 |
Operations & Technology
|
Concurrent Session
|
|
Supervision Track: Best Practices on Partnering with Compliance
|
San Antonio 1-3 |
Supervision
|
Concurrent Session
|
|
9:00 AM - 9:30 AM
|
|
Networking Break
|
Texas A&B |
|
|
|
9:30 AM - 10:30 AM
|
|
Joint CEO and MG&D Track: Hybrid RIA Model - Are You on Offense, Defense or on the Sidelines?
|
Texas C |
Joint CEO and Marketing, Growth & Development
|
Concurrent Session
|
|
Joint Compliance and IAS Track: The Share Class Conundrum
|
Texas D |
Joint Compliance and IAS
|
Concurrent Session
|
|
Due Diligence Track: Advisory Panel
|
Dallas 5-7 |
Due Diligence
|
Concurrent Session
|
|
Ops & Tech Track: Service Management in Financial Services
|
Texas 3&4 |
Operations & Technology
|
Concurrent Session
|
|
Supervision Track: Supervising Complex Products
|
San Antonio 1-3 |
Supervision
|
Concurrent Session
|
|
10:30 AM - 10:45 AM
|
|
Networking Break
|
Texas Pre-Function Foyer |
|
|
|
10:45 AM - 12:00 PM
|
|
General Session: Firm CEO Panel
|
Texas A&B |
General Session
|
General Session
|
|
12:00 PM - 1:30 PM
|
|
Networking Lunch
|
Texas A&B |
|
|
|
1:30 PM - 2:30 PM
|
|
CEO Track: The Product Shelf
|
Texas C |
CEO
|
Concurrent Session
|
|
Compliance Track: Vulnerable Clients
|
Texas D |
Compliance
|
Concurrent Session
|
|
Due Diligence Track: Processes and Procedures Panel
|
Dallas 5-7 |
Due Diligence
|
Concurrent Session
|
|
IAS Track: Impact of Technology and Regulatory Environment on Advice Delivery
|
Texas 5&6 |
IAS
|
Concurrent Session
|
|
MG&D Track: The Power of Diversity in Growing Your Business
|
Texas 1&2 |
Marketing, Growth & Development
|
Concurrent Session
|
|
Ops & Tech Track: Cloud Adoption
|
Texas 3&4 |
Operations & Technology
|
Concurrent Session
|
|
Supervision Track: Effective Documentation Practices for Financial Advisors
|
San Antonio 1-3 |
Supervision
|
Concurrent Session
|
|
2:30 PM - 3:00 PM
|
|
Networking Break
|
Texas A&B |
|
|
|
3:00 PM - 4:00 PM
|
|
CEO Track: Rep as Portfolio Manager
|
Texas C |
CEO
|
Concurrent Session
|
|
Joint Compliance and Due Diligence Track: Regulatory Update and Exam Focus
|
Texas D |
Joint Compliance and Due Diligence
|
Concurrent Session
|
|
IAS Track: The Impact of Shrinking Product Shelves, TAMP's Z and Clean Shares
|
Texas 5&6 |
IAS
|
Concurrent Session
|
|
MG&D Track: The Future of Marketing and Branding as the Client Experience
|
Texas 1&2 |
Marketing, Growth & Development
|
Concurrent Session
|
|
Ops & Tech Track: Leveraging Agile Principles - Bringing IT and Business Together
|
Texas 3&4 |
Operations & Technology
|
Concurrent Session
|
|
Supervision Track: Supervision of Remote Locations
|
San Antonio 1-3 |
Supervision
|
Concurrent Session
|
|
4:15 PM - 5:15 PM
|
|
General Session: The 5 Second Rule: Achieve Break-Through Performance in Your Career and Life
|
Texas A&B |
General Session
|
General Session
|
|
5:15 PM - 6:30 PM
|
|
Networking Reception
|
Texas A&B |
|
|
|
Wednesday, January 31
|
| Session Title |
Room |
Session Track |
Session Type |
|
7:00 AM - 12:00 PM
|
|
Registration Open
|
Center Pre-Function Foyer |
|
|
|
7:30 AM - 8:00 AM
|
|
Discussions Breakfast*
|
Varies (see Discussions) |
|
|
|
8:00 AM - 10:00 AM
|
|
Marketing, Growth & Development Discussion*
|
Texas 1&2 |
|
Discussion
|
|
8:00 AM - 11:00 AM
|
|
IAS Discussion*
|
Texas 5&6 |
|
Discussion
|
|
Due Diligence Discussion*
|
Ft. Worth 7 |
|
Discussion
|
|
8:00 AM - 12:00 PM
|
|
CEO Discussion*
|
Texas C |
|
Discussion
|
|
Compliance Discussion*
|
Dallas 5-7 |
|
Discussion
|
|
Operations & Technology Discussion*
|
Texas 3&4 |
|
Discussion
|
|
12:00 PM - 12:00 PM
|
|
Conference Adjourns
|
|
|
|
Download Itinerary to Outlook Read more on how to download >>
