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Schedule at a Glance

OneVoice 2017

Date: January 23-25, 2017
Location: San Francisco, CA

FSI’s OneVoice conference is the annual in-person gathering for independent financial services firm executives. Education and networking sessions are specifically designed for CEOs, senior executives, managers and employees of member and prospective member firms.

This year's event has a dynamic schedule of events.

You can view the detailed conference program here.

(tentative schedule, subject to change)

Monday, January 23
10:00 A.M. - 6:30 P.M. Registration Open
12:00 - 3:45 P.M. Pre-Conference: Advancing Women in Leadership Luncheon
(Ticket Required)
4:00 – 5:30 P.M.
4:15 – 4:45 P.M.  
5:30 P.M.
Opening General Session
     Interview with FINRA's Robert Cook

     Firm CEO Panel
5:30 - 6:30 P.M. Opening Networking Reception in Exhibit Hall


Tuesday, January 24
6:30 A.M. Registration Open
6:45 - 7:45 A.M. Networking Breakfast in Exhibit Hall
8:00 - 9:00 A.M. Concurrent Sessions
CEO Track: The Alphabet Soup of Share Class Pricing
Compliance Track: Regulatory Exams and Common Deficiencies
Due Diligence Track: Due Diligence in a Post-DOL World
IAS Track: Defining the DOL and Its Application to Independent Firms' Fee-Based Platforms
Marketing, Growth & Development Track: Growing Your Business in the New DOL Fiduciary Environment
Operations & Technology Track: Cyber Security: Securing Your Business is Serious Business
9:00 - 9:30 A.M. Networking Break
9:30 - 10:30 A.M. Concurrent Sessions
CEO Track: The Shifting Sands of Revenue in a Post-DOL World
Compliance Track: State Initiatives
Due Diligence Track: Due Diligence Primer for Small, Medium and Large Firms
IAS Track: The Challenges and Opportunities of Employing a Hybrid RIA Model
Marketing, Growth & Development Track: Engaging a Practice Coach: What Works and What Doesn't
Operations & Technology Track: Driving Operational Excellence with an Engaged Operations Staff
10:30 - 11:00 A.M. Networking Break
11:00 A.M. - 12:00 P.M.            General Session    
A New Way to Navigate Uncertainty and Risk: The Generalist Advantage
12:00 - 1:30 P.M. Networking Lunch in Exhibit Hall
1:30 - 2:30 P.M. Concurrent Sessions
Joint CEO & Marketing, Growth & Development Tracks: FinTech: Embracing Robo-Advisor Solutions
Compliance Track: Complex Products Policies and Procedures
Due Diligence Track: Comprehensive Due Diligence for Investment Advisory Services
IAS Track: Financial Planning Services - Holistic Investment Advice or Portfolio Management Services
Operations & Technology Track: Combatting Wire Fraud and Email Scams
2:30 - 3:00 P.M. Networking Break
3:00 - 4:00 P.M. Concurrent Sessions
Joint CEO & IAS Tracks: The New Standard for Rep as Portfolio Manager Programs
Compliance Track: The DOL Fiduciary Rule and BIC Exemption
Due Diligence Track: Regulatory Developments
Marketing, Growth & Development Track: Back to the Future: Combining Earned Media, Advertising and Marketing with Social Media to Grow Your Practice
Operations & Technology Track: Implementing and Integrating eSignatures into Your Business
4:15 – 5:15 P.M. General Session: Inside the White House and Current Events
5:15 – 6:30 P.M. Networking Reception in Exhibit Hall


Wednesday, January 25  
7:00 A.M. Registration Open
7:00 – 8:00 A.M. Discussions Breakfast
8:00 - 10:00 A.M. Marketing, Growth & Development Discussion*
8:00 - 11:00 A.M. Investment Advisory Services Discussion*
8:00 A.M. – 12:00 P.M. CEO Discussion*
Compliance Discussion*
Operations & Technology Discussion*
Due Diligence Discussion*
12:00 P.M.  Conference Adjourns


*Sponsor and exhibitor personnel are ineligible to attend the Wednesday morning discussion meetings with the following exceptions:

  • Ambassador & Premier Sponsors may send one (1) attendee to each of the six discussions
  • Partner Law Firm Sponsors may send one (1) attendee to the Compliance Discussion Meeting (only).





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