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Registration Policies

Eligibility Policy

This event is open to independent financial advisors, and to home office employees of retail broker-dealer and RIA firms which meet the qualification criteria for FSI Firm Membership. Employees of FSI Sponsors may also attend (subject to limitations described in the FSI Sponsor Guide).

FSI Forum 2021 is closed to media.

Substitution and Cancellation Policy
Since FSI Virtual Forum is a free event, there will be no transfers for FSI Forum 2021.  If you cannot attend, cancellation is appreciated but not required. You can contact  events@financialservices.org. Please encourage your colleagues to attend. 

Consent to Use of Photographic Images
Registration for or participation in FSI meetings and other activities constitutes an agreement by the registrant/attendee to the use and distribution of the individual's image and/or voice in photographs, videotapes, electronic reproductions and audiotapes of such events and activities by FSI and other third parties.

If you register online, you will immediately receive an electronic confirmation of your registration from
events@financialservices.org. If you do not receive a confirmation, please check the “Junk” or “Spam” folders of your email and then contact events@financialservices.org.

What is the Event Cancellation Policy?

FSI reserves the right to cancel an event due to any circumstances that in FSI's sole judgment make the event non-viable. Since FSI Forum is a free virtual event, there will be no refunds or registration transfer sshould circumstances require cancellation or postponement. 

FSI Events Code of Conduct

FSI strives to offer a positive and safe environment for all event attendees. FSI’s Code of Conduct outlines our requirements and expectations to ensure a positive experience. By registering for/attending an FSI event, you agree to follow the Code of Conduct.


All attendees, speakers, sponsors, vendors, partners and volunteers at our conferences/events are required to adhere to the following Code of Conduct. FSI will enforce this Code throughout the event.

Our aim in hosting events is to build collaboration and community. To that end, our goal is to create an environment where everyone feels welcome to participate, speak up, ask questions, and engage in conversation. We invite all those who participate in this event to help us create safe and positive experiences for everyone.

Every FSI event/conference is dedicated to providing a harassment-free environment for everyone, regardless of gender, gender identity and expression, age, sexual orientation, disability, physical appearance, body size, race, ethnicity, or religion (or lack thereof). We do not tolerate harassment of participants in any form. Sexual language and imagery are not appropriate during any aspect of the event/conference, including educational sessions, workshops, planning meetings, cocktail events or dinners, social media such as Twitter, or other online media.

Expected Behavior

  • Participate in an authentic and active way. In doing so, you contribute to the health and longevity of our organization and its members.
  • Exercise consideration and respect in your speech and actions.
  • Attempt collaboration before conflict.
  • Refrain from demeaning, discriminatory, or harassing behavior and/or speech.
  • Be mindful of your surroundings and of your fellow attendees. Conference participants violating these rules may be asked to leave the event/conference without a refund at the discretion of FSI. Participants asked to stop any harassing behavior are expected to comply immediately.

Please alert FSI staff if you notice or experience suspected violations of this Code of Conduct, even if it may seem inconsequential.

Reporting an Incident

If you see, overhear, or experience a violation of the Code of Conduct during an event, please seek out the nearest FSI team member to handle the issue. If you cannot find a team member, or would like to report a violation after an event, you may email a member of FSI’s legal team at david.bellaire@financialservices.org or robin.traxler@financialservices.org.


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