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Schedule at a Glance


(tentative schedule, subject to change)

Monday, September 9  
9:30 a.m. - 6:30 p.m. Registration Open
10:00 a.m. - 12:00 p.m. FSI Cybersecurity Task Force Meeting (Task Force Members Only; Closed to Media)
10:00 a.m. - 12:00 p.m. FSI Investment Advisory Services Council Meeting (IAS Council Members Only; Closed to Media)
12:00 p.m. - 2:00 p.m. Advancing Women in Leadership Luncheon, sponsored by Fidelity Clearing & Custody Solutions®: Expanding Your Knowledge on Diversity and the Impact It Can Make on Business Growth  (Advanced Registration Required)
12:00 p.m. - 5:00 p.m. FSI Board of Directors Meeting (Invitation Only; Closed to Media)
2:00 p.m. - 4:00 p.m. FSI Accounting & Finance Council Meeting (Council Members Only; Closed to Media)
2:30 p.m. - 4:30 p.m. Cybersecurity Workshop: How Do You Run a Secure Office? (Cybersecurity/PII Safety) (Session is open to both firm home office employees and FAs) (Advanced Registration Required)
5:00 p.m. - 6:00 p.m. Opening General Session: FSI Interview with the SEC
6:00 p.m. - 6:45 p.m. Opening Networking Reception

 

Tuesday, September 10  
7:30 a.m. - 6:30 p.m. Registration Open
7:30 a.m. - 8:15 a.m. Networking Breakfast
8:30 a.m. - 9:30 a.m. Concurrent Sessions:
-Reg BI: Implementation of the Final Rule
-Regulators' Impact on Your Business
-FSI Issues-Deep Dive
9:30 a.m-10:00 a.m Networking Break & Office Check-in
10:00 a.m.-11:00 a.m. Concurrent Sessions:
-Firm Executive Panel
-Grassroots 101: How to Be an Effective Citizen Lobbyist
-FSI Issues-Deep Dive
11:00 a.m.-11:15 a.m. Break

11:15 a.m. - 12:15 p.m.

General Session: Political Landscape Update

12:15 p.m. - 2:00 p.m.

Networking Lunch

12:30 p.m. - 1:30 p.m.

FSI Marketing, Growth & Development Council Meeting (Council Members Only; Closed to Media)

12:30 p.m. - 1:30 p.m.

FSI Compliance Council Meeting (Compliance Council Members Only; Closed to Media)

12:30 p.m. - 1:30 p.m.

FSI Operations & Technology Council Meeting (Ops & Tech Council Members Only; Closed to Media)

2:00 p.m. - 4:00 p.m.

Discussions* (Closed to Media)
-Firm CEOs
-Firm Executives
-Financial Advisors
-Accounting & Finance

4:15 p.m.-5:15 p.m. General Session: FSI Interview with FINRA
5:15 p.m.-6:45 p.m. Hill Training & Reception (Closed to media)

 

Wednesday, September 11

 

7:00 a.m. - 8:00 a.m.

Networking Breakfast (Closed to media)

8:00 a.m. - 8:30 a.m.

Load Buses and Depart for Capitol Hill (Closed to media)

9:00 a.m. - 4:00 p.m.

Appointments on Capitol Hill (Closed to media)

4:00 p.m.

Meeting adjourns: Departures back to Hotel

 

Thursday, September 12 

 

8:00 a.m. - 3:00 p.m.

Reg BI Workshop (separate registration required) (Event is at FSI Office Lower Level Conference Room, not the Mayflower)  (Closed to media)


*Sponsor and exhibitor personnel are ineligible to attend the Tuesday afternoon discussion meetings with the following exceptions: 

  • Sponsors may send one (1) attendee to the Accounting & Finance, Firm Executive and Financial Advisor discussion groups.

  • Ambassador & Premier Sponsors may also send one (1) attendee to the CEO discussion.


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