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Ambassador Sponsors

  • broadridge
  • fidelity
  • pershing

Schedule at a Glance


(tentative schedule, subject to change)

Monday, September 11  
9:30 a.m. - 11:30 a.m. FSI Financial Advisor Council Meeting (FA Council Members only)
12:00 p.m.- 1:30 p.m. FSI Investment Advisory Council Meeting (Council Members only)
12:00 p.m. - 4:45 p.m. FSI Board of Directors Meeting (by invitation only)
2:00 p.m. - 4:45 p.m. Advancing Women in Leadership Workshop sponsored by Fidelity Clearing & Custody Solutions
2:00 p.m. - 4:30 p.m. FSI Compliance Council Meeting (Council Members only)
3:00 p.m. - 4:30 p.m. FSI Operations & Technology Council Meeting (Council Members only)
5:00 p.m. - 6:00 p.m. Opening General Session:
The Washington Update: An Overview of the Political Environment, Prospective Legislation, and Strategies for Investment and Retirement Planning
6:00 p.m. - 6:45 p.m. Opening Networking Reception

 

Tuesday, September 12  
7:00 a.m. - 7:45 a.m. Networking Breakfast
8:00 a.m. - 9:00 a.m. Firm CEO Track sponsored by American Funds: Growth Under a Fiduciary Standard: Advisor Retention & Recruitment
Firm Executive Track: Compliance and Supervision Under a Fiduciary Standard: The New Landscape
Financial Advisor Track: Acting as a Fiduciary: What Does It Mean?
9:00 a.m. - 9:30 a.m. Networking Break
9:30 a.m. - 10:30 a.m. Firm CEO Track sponsored by American Funds: Managing Risk under a Fiduciary Standard: E&O Insurance and BIC Liability Concerns
Firm Executive Track: Marketing Under a Fiduciary Standard
Financial Advisor Track: Client Communication: Interacting with Clients Under a Fiduciary Standard
10:30 a.m. - 10:45 a.m. Networking Break
10:45 a.m. - 12:15 p.m.
     10:45 a.m. - 11:30 a.m.
     11:30 a.m. - 12:15 p.m.
General Session:
     - Regulatory Panel
     - FSI Firm Member Panel
12:15 p.m. - 1:30 p.m. Networking Lunch
1:30 p.m. - 2:30 p.m. Joint Session: Firm CEO & Firm Executive Tracks: sponsored by American Funds: Changing Products under a Fiduciary Standard: T Shares, "Clean" Shares and Beyond
Financial Advisor Track: Practice Management Under a Fiduciary Standard
2:30 p.m. - 3:00 p.m. Networking Break
3:00 p.m. - 4:00 p.m. Firm CEO Track sponsored by American Funds: Looking Toward the Future: A Uniform Fiduciary Standard
Firm Executive Track: Changing Technology Under a Fiduciary Standard
Financial Advisor Track: Mergers & Succession Planning Under a Fiduciary Standard
4:00 p.m. - 4:15 p.m. Networking Break
4:15 p.m. - 5:30 p.m. General Session: Perspective is Power
5:30 p.m. - 6:30 p.m. Networking Reception
 
 
Wednesday, September 13  
7:30 a.m. - 8:00 a.m. Networking Breakfast
8:00 a.m. - 12:00 p.m. Firm CEO Discussion**
Firm Executive Discussion**
Financial Advisor Discussion**
12:00 p.m. - 2:00 p.m. FSI Marketing Growth & Development Council Meeting (Council Members only)



**Sponsor and exhibitor personnel are ineligible to attend the Wednesday morning discussion meetings with the following exceptions:
            • Ambassador & Premier Sponsors may send one (1) attendee to each of the discussions.

Partner Law Firm Sponsors may send one (1) attendee to the Firm Executive Discussion Meeting (only).

 



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